HK TIER 1 Hong Kong SAR China

SFC

Securities and Futures Commission

The SFC is Hong Kong Securities and Futures Commission, supervising securities, futures and leveraged FX activities. Check the public register, license type, regulated activities, disciplinary records, investor compensation and client-money arrangements when assessing Hong Kong platforms.

Website See all Tier 1 brokers

What you actually get in this jurisdiction

Retail leverage cap: 1:20(杠杆式外汇交易)
Investor compensation: Investor Compensation Fund, up to HK$500,000 per person (does not cover leveraged forex)
Negative balance protection: Not recorded

Regulated brokers

1 on record

#	Brokers	License No.	Status	Overall score
01	Phillip Securities Pte Ltd	`AAH443`	Active	78.0

How to file a complaint with SFC?

If you have a dispute with a broker regulated by SFC, here is the complaint path. Gather your evidence first (deposit/withdrawal records, trade history, support transcripts), then follow the process below.

Contact the broker directly first, demand a written reply within 7 days
If unresolved, file a formal complaint with SFC directly (www.sfc.hk )
Keep all communication and evidence for potential arbitration
Optionally submit a verified complaint on FXCN to warn other traders — File a complaint