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Global FX Broker Transparency & Rating
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FXCN
Global FX Broker Transparency & Rating
US TIER 1 United States

FINRA

Financial Industry Regulatory Authority

Financial Industry Regulatory Authority is a financial regulator in United States. FXCN tracks its regulatory tier, licence records, regulated brokers, client protections and official complaint channels.

Website See all Tier 1 brokers

Regulated brokers

3 on record
# Brokers License No. Status Overall score
01 289063 Active 78.0
02 165998 Active 75.0
03 5393 Active 75.0

How to file a complaint with FINRA?

If you have a dispute with a broker regulated by FINRA, here is the complaint path. Gather your evidence first (deposit/withdrawal records, trade history, support transcripts), then follow the process below.

  1. Contact the broker directly first, demand a written reply within 7 days
  2. If unresolved, file a formal complaint with FINRA directly (www.finra.org )
  3. Keep all communication and evidence for potential arbitration
  4. Optionally submit a verified complaint on FXCN to warn other traders — File a complaint
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